Audit

Internal Audit Manager (032)

Description

A top tier Financial Services Company is looking for an individual that will support the firms Institutional Client Group to provide operational support to all trading areas on a global scale. the ideal candidate will deliver on time high quality audit reports, internal audit and regulatory issue validation. This individual will also manage audit activities for a component of a product line, function or legal entity.

Qualifications:

  • Bachelor's degree or equivalent.
  • Solid business understanding of operational processes, including settlements, payments, corpoate actions and loan processing.
  • Senior level experience in a related role with experience in business, functional and people management.
  • Experience in managing teams and managing intergrated internal audit and assurance delivery.

Over twenty years, Dynamics Associates have had great success with placing top preforming individuals within this financial institution.

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Audit Manager (016)

Description

The ideal candidate will oversee and execute assigned areas of audit work, providing day to day coaching and guidance to teammates. This individual will execute audit strategy for the sound application of risk based auditing by defining audit scope, audit program, and test procedures. This firm is looking for a candidate that has the ability to be an Auditor-in-Charge. This candidate will demonstrate strategic thinking while and support change while overlooking the audit testing to ensure timely execution within quality standards and conformance to audit policies and procedures.

Requirements

  • 7+ years of experience related to Global Markets within an Audit, Product Control, Middle Office, Operations/Business, Risk Management, Trading and/or Compliance Function.
  • Strong knowledge of Global Markets line of business.
  • In depth understanding of financial instruments; with a focus on fixed income, currencies and commodities.
  • Strong understanding of sales and trading functions; risk management metrics; valuation concepts; and market regulation & practices.
  • Good understanding of support functions, including middle office, operations, and finance.
  • Proficient in audit methodology, including a strong understanding of risk assessment and control processes.
  • Excellent verbal and written communication skills.
  • Candidate will be required to interact with staff and managers across audit teams as well as key stakeholders in business areas including Finance, Operations and Middle Office functions. 

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Internal Audit Associate (002)

description

The ideal candidate will develop and maintain client relationships while deepening your business knowledge. This individual will use their knowledge to provide a contribution to the audit strategy memorandum, the yearly risk assessment, the maintenance of the audit universe and the yearly plan. The individual will be preforming internal audits. For this they will assess the adequacy and effectiveness of the internal control framework of a CIC Americas business and report the results of the audit.

requirements

  • Bachelor degree is required.
  • Strong analytical skills and a professional skeptic attitude
  • Able to identify and sell audit issues as well as the underlying root causes
  • Strong communication skills (verbal and writing)
  • Client Oriented and Team Player
  • Experience preferably in Financial Markets, Lending, Risk, Compliance or Operations in Financial Institutions
  • Willingness to do some limited travel

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