Internal Audit Associate (017)


The ideal candidate will have the ability to lead and preform audit related activities and work as a team member on audit assignments. The individual will have the ability to manage others, but will normally be personally involved in aspects of the day-to-day work and detailed data delivery as well. When in a project leader role, the candidate will be responsible for ensuring testing is thorough and accurate to allow an evaluation of the adherence to company policies and procedures, audit methodologies and all applicable regulations. The auditor will cover broker-dealer, investment advisor and government clearing businesses primarily, although skills in financial services or public accounting are helpful.


  • Bachelor's degree or equivalent combination of education and work experience required.
  • Degree in Accounting, Finance or relevant critical thinking specialty.
  • Prior experience in Audit of the relevant specialty area preferred.

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